New SRO and CSA Investor Alert: Advisor Impersonation Schemes
February
Settlement Agreement reached between Staff of the Commission and Teddy Beyene
FOR IMMEDIATE RELEASE
February 26, 2024
Settlement Agreement reached between
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January
Settlement Agreement reached between Staff of the Commission and RAHIM OMAR MIRZA
FOR IMMEDIATE RELEASE
Jan. 4, 2024
Settlement Agreement reached between Staf
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July
Notice of Hearing In the Matter of The Real Estate Brokers Act and In The Matter of The Real Estate Services Act and In the Matter of Reginald Wayne Kehler
FOR IMMEDIATE RELEASE
July 27, 2023
IN THE MATTER OF: THE REAL ESTATE BROKER
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For Immediate Release May 24, 2023 Investor Alert: Advisor Impersonation Schemes TORONTO – New Self-Regulatory Organization of Canada (New SRO) and the Canadian Securities Administrators (CSA) are warning Canadian investors not…
For Immediate Release May 11, 2023 Media advisory: CSA announces exemptions from filing requirements during switch to System of Electronic Data Analysis and Retrieval+ (SEDAR+) Vancouver – Members of the Canadian…
FOR IMMEDIATE RELEASE April 24, 2023 Winnipeg –The Manitoba Securities Commission issued an Order approving the Settlement Agreement reached between Staff of the Commission and William George MacKay and Advantage Wealth…
For Immediate Release April 20, 2023 Canadian financial regulators enhance cost reporting requirements for investment funds and individual segregated fund contracts Montreal – The Canadian Securities Administrators (CSA) and the Canadian…
For Immediate Release April 20, 2023 Canadian securities regulators publish annual activities report on the oversight of SROs and investor protection funds Toronto – The Canadian Securities Administrators (CSA) today…
For Immediate Release April 18, 2023 IN THE MATTER OF: THE SECURITIES ACT -and- IN THE MATTER OF: JACK HIEBERT NEUFELD, GEOFFREY SCOTT EDGELOW AND THE HACK NEWFELD FAMILY CHARITABLE FOUNDATION…
For Immediate Release April 14, 2023 Canadian securities regulators welcome new CSSB Chair Charles-Antoine St-Jean Montreal – The Canadian Securities Administrators (CSA) congratulate Charles-Antoine St-Jean on his appointment as the first-ever…
For Immediate Release April 13, 2023 Canadian securities regulators propose changes to corporate governance disclosure practices and guidelines Montreal –The Canadian Securities Administrators (CSA) is seeking public comment on proposed…
For Immediate Release April 12, 2023 Canadian securities regulators provide update on pre-registration undertakings for crypto asset trading platforms Calgary and Toronto – The Canadian Securities Administrators (CSA) announced today…
For Immediate Release April 11, 2023 IN THE MATTER OF: THE SECURITIES ACT -and- IN THE MATTER OF: DENNIS MALTHOUSE Winnipeg – The Manitoba Securities Commission today issued reasons for decision concerning an…