24-101 – Institutional Trade Matching and Settlement – Unofficial Consolidated Version

February

Settlement Agreement reached between Staff of the Commission and Teddy Beyene

FOR IMMEDIATE RELEASE February 26, 2024 Settlement Agreement reached between

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January

Settlement Agreement reached between Staff of the Commission and RAHIM OMAR MIRZA

FOR IMMEDIATE RELEASE Jan. 4, 2024 Settlement Agreement reached between Staf

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July

Notice of Hearing In the Matter of The Real Estate Brokers Act and In The Matter of The Real Estate Services Act and In the Matter of Reginald Wayne Kehler

FOR IMMEDIATE RELEASE July 27, 2023 IN THE MATTER OF: THE REAL ESTATE BROKER

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24-101 – Institutional Trade Matching and Settlement – Unofficial Consolidated Version

33-109F5 – Change of Registration Information – Unofficial Consolidated Version

31-103CP – Registration Requirements, Exemptions and Ongoing Registrant Obligations – Unofficial Consolidated Version

51-201 – Disclosure Standards – Unofficial Consolidated Version

58-101F1 – Corporate Governance Disclosure – Unofficial Consolidated Version

81-101F1 – Contents of Simplified Prospectus – Unofficial Consolidated Version

25-101 – Designated Rating Organizations – Unofficial Consolidated Version

94-101 – Mandatory Central Counterparty Clearing of Derivatives – Unofficial Consolidated Version

81-102CP – Investment Funds – Unofficial Consolidated Version

24-102 CLEARING AGENCY REQUIREMENTS – Unofficial Consolidated Version

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