11-207 – Failure-to-File Cease Trade Orders and Revocations in Multiple Jurisdictions – Amendments

February

Settlement Agreement reached between Staff of the Commission and Teddy Beyene

FOR IMMEDIATE RELEASE February 26, 2024 Settlement Agreement reached between

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January

Settlement Agreement reached between Staff of the Commission and RAHIM OMAR MIRZA

FOR IMMEDIATE RELEASE Jan. 4, 2024 Settlement Agreement reached between Staf

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July

Notice of Hearing In the Matter of The Real Estate Brokers Act and In The Matter of The Real Estate Services Act and In the Matter of Reginald Wayne Kehler

FOR IMMEDIATE RELEASE July 27, 2023 IN THE MATTER OF: THE REAL ESTATE BROKER

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11-207 – Failure-to-File Cease Trade Orders and Revocations in Multiple Jurisdictions – Amendments

CSA Staff Notice 45-102

MSC Notice 2017-34

94-102F1 Customer Collateral Report: Direct Intermediary

94-102F2 Customer Collateral Report: Indirect Intermediary

94-102F3 Customer Collateral Report: Regulated Clearing Agency

CSA Staff Notice 23-318

CSA Staff Notice 94-301

Blanket Order 81-502

Blanket Order 94-501 Exempting certain counterparties from mandatory clearing

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