Setka, Thomas Peter

February

Settlement Agreement reached between Staff of the Commission and Teddy Beyene

FOR IMMEDIATE RELEASE February 26, 2024 Settlement Agreement reached between

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January

Settlement Agreement reached between Staff of the Commission and RAHIM OMAR MIRZA

FOR IMMEDIATE RELEASE Jan. 4, 2024 Settlement Agreement reached between Staf

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July

Notice of Hearing In the Matter of The Real Estate Brokers Act and In The Matter of The Real Estate Services Act and In the Matter of Reginald Wayne Kehler

FOR IMMEDIATE RELEASE July 27, 2023 IN THE MATTER OF: THE REAL ESTATE BROKER

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Setka, Thomas Peter

Setka, Thomas Peter

Aequitas Innovations Inc. and Neo Exchange Inc.

The Mutual Fund Dealers Association of Canada

94-102F3 Customer Collateral Report: Regulated Clearing Agency

94-102F3 Customer Collateral Report: Regulated Clearing Agency

94-102F3 Customer Collateral Report: Regulated Clearing Agency

Mutual Fund Dealers Association of Canada (MFDA) – Approval of the MFDA Application regarding the MFDA Discretionary Fund

31-103 – Registration Requirements, Exemptions and Ongoing Registrant Obligations – Unofficial Consolidated Version

31-103CP – Registration Requirements, Exemptions and Ongoing Registrant Obligations – Unofficial Consolidated Version – Companion Policy

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