31-103F1 – Calculation of Excess Working Capital – Unofficial Consolidated Version

February

Settlement Agreement reached between Staff of the Commission and Teddy Beyene

FOR IMMEDIATE RELEASE February 26, 2024 Settlement Agreement reached between

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January

Settlement Agreement reached between Staff of the Commission and RAHIM OMAR MIRZA

FOR IMMEDIATE RELEASE Jan. 4, 2024 Settlement Agreement reached between Staf

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July

Notice of Hearing In the Matter of The Real Estate Brokers Act and In The Matter of The Real Estate Services Act and In the Matter of Reginald Wayne Kehler

FOR IMMEDIATE RELEASE July 27, 2023 IN THE MATTER OF: THE REAL ESTATE BROKER

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31-103F1 – Calculation of Excess Working Capital – Unofficial Consolidated Version

62-103 – The Early Warning System and Related Take-Over Bid and Insider Reporting Issues – Unofficial Consolidated Version

45-106 – Prospectus Exemptions – Unofficial Consolidated Version

94-102 – Derivatives: Customer Clearing and Protection of Customer Collateral and Positions – Unofficial Consolidated Version

45-106F3 – Offering Memorandum for Qualifying Issuers – Unofficial Consolidated Version

45-106CP – Prospectus Exemptions – Companion Policy – Unofficial Consolidated Version

45-106 – Prospectus Exemptions – Unofficial Consolidated Version

45-106F19 – Listed Issuer Financing Document – Unofficial Consolidated Version

94-102 – Unofficial Consolidated Version

94-102 – Derivatives: Customer Clearing and Protection of Customer Collateral and Positions – Amendments – MSC Rule 2023-28

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