CSA Staff Notice 21-236

February

Settlement Agreement reached between Staff of the Commission and Teddy Beyene

FOR IMMEDIATE RELEASE February 26, 2024 Settlement Agreement reached between

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January

Settlement Agreement reached between Staff of the Commission and RAHIM OMAR MIRZA

FOR IMMEDIATE RELEASE Jan. 4, 2024 Settlement Agreement reached between Staf

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July

Notice of Hearing In the Matter of The Real Estate Brokers Act and In The Matter of The Real Estate Services Act and In the Matter of Reginald Wayne Kehler

FOR IMMEDIATE RELEASE July 27, 2023 IN THE MATTER OF: THE REAL ESTATE BROKER

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CSA Staff Notice 21-236

Local Policy 3.08 – Insider Reporting Exemptions

Memorandum of Understanding Regarding Oversight of Investment Industry Regulatory Organization of Canada

Memorandum of Understanding Regarding Oversight of The Mutual Fund Dealers Association of Canada

Local Policy 3.09 – Form B – Affidavit

Local Policy 3.07 – Primary Distribution Statistics

CSA Staff Notice 14-101

Local Policy 3.09 – Form D – Affidavit

Local Policy 3.04 – Mutual Fund Distributors Supporting Staff and Know Your Purchaser

National Policy No. 50 – Reservations in an Auditor’s Report

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