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Fees and Forms
Click to see a list of fees and forms related to common applications and to filings for exemptions or to report exempt trades.
These fees are for some of the more common applications and filings. A more detailed description of fees can be found in the Fee Regulation
| Category | Fee | |
|---|---|---|
An application for exemption pursuant to section 20 of the Act from filing a preliminary prospectus, if no other exemption from section 37 is required, is: | $100 | |
| An application for any other exemption pursuant to section 20 of the Act is the amount of the fees that would be payable if no exemption were granted, provided that, the commission may, having regard both to the probable volume of the trading permitted by the exemption and to the time required to process and consider the application, reduce the fee in any particular case, to an amount not less than: | $350 | |
| For example, for an application under section 20 from the prospectus requirement, the fee would be: | $1,000 | |
| An application under section 20 from the requirement to be registered as a dealer, the fee is: | $750 | |
| An application for an order under section 59 of the Act is the amount of fees that would be payable on any filings or registrations that would be required in order to effect the trade concerned if no ruling were made, provided that the Commission may, having regard both to the probable value of the trading permitted by the ruling and to the time required to process and consider the application, reduce the fee in any particular case, to an amount not less than: | $275 | |
| A notice of intention to trade in accordance with Form 23 is: | $650 | |
| An offering memorandum under the Act is: | $650 | |
| Any other exemption or filing not set out in the Fee Regulation, other than a document referred to in:
(i) Part IX, X, XI, or XII of the Act; or | $25 | |
| For example, to file a report of exempt trade in accordance with Form 45-106F1, the fee would be: | $25 | |
| An application to be deemed a reporting issuer or to cease to be a reporting issuer is: | $25 | |
| An application for an order under section 95 of the Act, is: | $550 | |
| provided that the Commission may, having regard both to the probable value of the trading permitted by the exemption and to the time required to process and consider the application, reduce the fee in any particular case, but to an amount not less than: | $275 |
This section contains the forms necessary to comply with The Manitoba Securities Commission policy and legislation.
| Category | Forms |
|---|---|
Application for Recognition as an Exempt Purchaser under Clause 19(1)(c) of the Act | Form 6 |
Report of a Trade made under Clause 19(1)(c) or subsection 19(3) of the Act or under section 90 of the Regulation | Form 8 |
Report or Resale of Securities Purchased under clause 19(1)(c) or subsection 19(3) of the Act or under section 90 of the Regulation | Form 8A |
Notice of Intention to Trade in a Security under clause 91 (a) or 91(b) of the Securities Regulation | Form 23 |
Declaration Respecting a Trade in a Security under clause 91(a) of the Securities Regulation | Form 24 |
Declaration Respecting a Trade in a Security under clause 91(b) of the Securities Regulation | Form 25 |
Requirements for an Offering Memorandum to be used in Conjunction with the Exemption Contained in clause 91(b) of the Securities Regulation | Form 26 |
Report of Termination of Trades made Pursuant to Exemptions Contained in clause 91(a) or 91(b) of the Securities Regulation | Form 27 |
Information Statement – Exchange or Quotation and Trade Reporting System – (revised unofficial consolidation) | 21-101F1 |
Initial Operation Report – Alternative Trading System – (revised unofficial consolidation) | 21-101F2 |
Quarterly Report of Marketplace Activities – (revised unofficial consolidation) | 21-101F3 |
Cessation of Operations Report for Alternative Trading System – (revised unofficial consolidation) | 21-101F4 |
Initial Operation Report for Information Processor – (revised unofficial consolidation) | 21-101F5 |
Cessation of Operations Report for Information Processor – (revised unofficial consolidated version) | 21-101F6 |
Notice of Intention to Distribute Securities under Section 2.8 of NI 45-102 | 45-102F1 |
Report of Exempt Distribution – Revised October 5, 2018 | 45-106F1
Schedule 1 Schedule 2 |
Offering Memorandum for Non-Qualifying Issuers | 45-106F2 |
Offering Memorandum for Qualifying Issuers | 45-106F3 |
Risk Acknowledgement | 45-106F4 |
Risk Acknowledgement Saskatchewan Close Personal Friends and Close Business Associates | 45-106F5 |
Information Memorandum for Short-Term Securitized Products Distributed under Section 2.35.1 | 45-106F7 |
Monthly Disclosure Report for Short-term Securitized Products Distributed under Section 2.35.1 | 45-106F8 |
Form for Individual Accredited Investors | 45-106F9 |
Risk Acknowledgement Form for Family, Friend and Business Associate Investors | 45-106F12 |
Rights Offering Notice for Reporting Issuers | 45-106F14 |
Rights Offering Circular for Reporting Issuers | 45-106F15 |
Notice of Use of Proceeds | 45-106F16 |
Notice of Specified Key Events | 45-106F17 |
Supplemental Offering Memorandum Disclosure for Syndicated Mortgages | 45-106-F18 |
Crowdfunding Offering Document | 45-108F1 |
Risk Acknowledgement | 45-108F2 |
Confirmation of Investment Limits | 45-108F3 |
Notice of Specified Key Events | 45-108F4 |
Personal Information Form and Authorization to Collect, Use and Disclose Personal Information | 45-108F5 |
Required Disclosure under the Early Warning Requirements | 62-103F1 |
Offering Document | 45-110F1 |
Risk Acknowledgement | 45-110F2 |
Funding Portal Information | 45-110F3 |
Portal Individual Information | 45-110F4 |
Semi-Annual Financial Resources Certification | 45-110F5 |
Required Disclosure by an Eligible Institutional Investor under Section 4.3 | 62-103F2 |
Required Disclosure by an Eligible Institutional Investor Under Part 4 | 62-103F3 |
Take-Over Bid Circular – Consolidated Version | 62-104F1 |
Issuer Bid Circular – Consolidated Version | 62-104F2 |
Directors”> Director’s or Officer’s Circular – Consolidated Version | 62-104F4 |
Notice of Change or Notice of Variation | 62-104F5 |
