Industry Contacts

Canadian Regulators

Canadian Securities Administrators
Alberta Securities Commission
Autorité des Marchés Financiers
British Columbia Securities Commission
New Brunswick Securities Commission
Department of Government Services – Newfoundland
Northwest Territories – Office of the Superintendent of Securities
Nova Scotia Securities Commission
Nunavut – Office of the Superintendent of Securities
Ontario Securities Commission
Prince Edward Island, Department of Justice and Public Safety – Securities
Financial and Consumer Affairs Authority of Saskatchewan
Yukon Territory Department of Community Services – Securities & Investing

Regulatory Organizations

Canada

Canadian Investment Regulatory Organization
Insurance Council of Manitoba

United States

Financial Industry Regulatory Authority
National Futures Association
The Securities and Exchange Commission

International

International Organization of Securities Commissions (IOSCO)
North American Securities Administrators Association, Inc. (NASAA)

Canadian Investor Protection Funds

Canadian Investor Protection Fund
MFDA Investor Protection Corporation

Public Company Filings

Canada

SEDAR

United States

EDGAR

Insider Trading Reports

SEDI

Cease Trade Orders

Cease Trade Order Database

Industry Education

Canadian Bankers Association
Canadian Investor Relations Institute
CFA Institute
RESP Dealers Association of Canada
The Canadian Securities Institute

Canadian Securities Exchanges

Canadian Securities Exchange
Montreal Exchange
NEO
The Toronto Stock Exchange and the TSX Venture Exchange (TSX)

Information on Registrants

Canadian Investment Regulatory Organization
National Registration Search

Industry Related Links

Assuris
Canadian Association of Direct Relationship Insurers (CADRI)
Canadian Association of Financial Institutions in Insurance (CAFII)
Canadian Life and Health Insurance Association (CLHIA)
Credit Union Central of Manitoba (CUCM)
Insurance Brokers Association of Manitoba (IBAM)
Insurance Bureau of Canada (IBC)
Property and Casualty Insurance Compensation Corporation (PACICC)
Travel Health Insurance Association of Canada (THIA)

Other Provincial Regulators

Alberta – Treasury Board and Finance
British Columbia – British Columbia Financial Institutions Commission (BCFSA)
New Brunswick – Financial and Consumer Services Commission of New Brunswick (FCNB)
Newfoundland and Labrador – Digital Government and SL
Northwest Territories – Finance
Nova Scotia – Finance and Treasury Board
Government of Nunavut
Ontario – Financial Services Regulatory Authority of Ontario (FSRA)
Prince Edward Island – Justice and Public Safety
Quebec – Autorité des marchés financiers (AMF)
Saskatchewan – Financial and Consumer Affairs Authority of Saskatchewan (FCAA)
Yukon

Useful Links

Canadian Council of Insurance Regulators (CCIR)
Companies Office
Consumer Protection Office
Credit Union Prudential Supervisors Association (CUPSA)
Deposit Guarantee Corporation of Manitoba (DGCM)
Financial Consumer Agency of Canada (FCAC)
General Insurance Ombudservice (GIO)
Insurance Council of Manitoba (ICM)
Life and Health Insurance Ombudservice (OLHI)
Manitoba Public Insurance Corporation (MPIC)
Manitoba Taxation Division
Office of the Superintendent of Financial Institutions Canada (OSFI)
Ombudsman for Banking Services and Investments (OBSI)